What can our ancestors teach us about building trust?

The answer is an extraordinary amount based on what I heard at a fascinating workshop held on 25 May on ‘Human Security, Human Nature, and Trust-Building in Negotiations’, as part of the Disarmament Insight initiative. Their workshop brought together disarmament diplomats from Missions in Geneva, officials from the International Committee of the Red Cross (ICRC) and UN with considerable experience of disarmament negotiations, and researchers specialising in trust issues.

The challenge posed for multilateral practitioners in the international security field attending the workshop was to think about how the information presented to them relates to their interactions, and to what extent their current community of practice leverages or impedes trust-building (something which John Borrie described at the meeting as ‘cognitive ergonomics’. Hear his podcast here.) Several speakers were invited to address the seminar, including Robin Coupland, the ICRC’s adviser on armed violence and the effects of weapons and a former war surgeon.

The starting point for his presentation was that negotiating effectively on human security issues requires understanding the role our ‘nature’ plays in the use of weapons and in restraining their use. His brief talk set the scene for the workshop’s two main speakers, Frans de Waal and Paul Seabright.

On the building of trust at the international level, an issue which he had been quite pessimistic about in his book ‘The Company of Strangers’, Seabright’s thinking reflected the dominant view in international relations theory which has been, in the words of John Mearsheimer, that ‘there is little room for trust among states’. What underlies this view is that because we can never have 100 per cent certainty about the current – and crucially the future – motives and intentions of others, we must assume the worst and plan accordingly.

State leaders have to begin with the assumption of mistrust because to trust can be dangerous in an uncertain world. But it can be equally dangerous to mistake potential friends for enemies. The security dilemma that confronts governments is to decide whether they face what one participant called a ‘trust game’ or a ‘force game’ (see my ‘Putting ourselves in the shoes of our enemies’ post of 18 May).

A category error in thinking about trust is to associate it with the elimination of uncertainty, because if we had certainty, we wouldn’t need trust. Other disciplines, notably psychology, sociology, and philosophy recognise that trust and uncertainty are mutually implicated, but these ideas haven’t been systematically applied in international relations. Ken Booth and I map out the beginnings of such an engagement in our forthcoming book The Security Dilemma: Fear, Cooperation and Trust in World Politics, arguing that although uncertainty will always exist in world politics, this needn’t preclude processes of cooperation and trust-building.

The challenge is to explore in greater depth what other disciplines might contribute to thinking about trust at the international level – hence the 25 May event and the establishment of the interdisciplinary research network on trust-building in world politics (TrustNet) which is being set up at the University of Wales, Aberystwyth under the auspices of the David Davies Memorial Institute of International Studies.

A key theme running through the day’s discussions concerned how actors who were committed to promoting cooperation and trust might signal their peaceful intentions. The immediate response from hard-nosed realists is that it isn’t possible for states to ‘signal type’ (to use the language of U.S. theorists writing about the security dilemma) because of the impossibility of distinguishing offensive from defensive weapons.

Even if decision-makers are persuaded that certain military moves will send a decisive signal of their peaceful intentions, thereby triggering a virtuous circle of cooperation if others are committed to the ‘trust game’, they might be so fearful that such a reassuring move will expose them to great danger if it is not reciprocated, that they’re not prepared to take such risks for trust.

Seabright recognised in his presentation that this dilemma faced the earliest human groups as they had reached out to cooperate with others. We have no idea how many of our ancestors perished because they mistook an enemy for a friend. Seabright rightly praised those who took such risks as the unsung heroes of humanity.

Without these early risky experiments in cooperation and trust, humans would never have evolved the combination of ‘calculation’ and ‘reciprocity’ that, Seabright argued, has made us so good at detecting cheats and spotting co-operators. Here, the human capacity for smiling, and especially laughter, has been essential in enabling humans to signal their type. But the grand enterprise of trust between strangers that has developed from this has been far more impressive within societies than it has been between them.

If new structures of trust are to be built at the international level, then peaceful/defensive states will have to do better at signalling their intentions. Here, we might ask what the equivalent of ‘laughter’ is for diplomats negotiating, for example, to denuclearise the Korean Peninsula or resolve the uncertainties, fears, and mistrust surrounding Iran’s nuclear programme. And will decision-makers play the ‘trust game’ if the consequences of misplaced trust might be a permanent exit from the game itself?

It isn’t only our earliest human ancestors who might have something to teach us about the importance of taking risks for trust. In his presentation, de Waal explained that chimpanzees are far better at reconciling than humans, though they also seem to have a greater propensity to fight. What’s fascinating here is that a male chimpanzee signals his desire to reconcile with another male by placing himself in a position where if the other chimpanzee rejected his olive branch, he’d be vulnerable to attack – a perfect illustration of primates ‘signalling type’. Decision-makers are more likely to take risks for trust where there is what Booth and I call a margin of safety, but primates appear to reconcile without such a safety net being in place.

Given that there may be situations where it is only possible for a state to signal its peaceful intentions to its adversary by exposing itself to significant risks in the event that its trust in the peaceful motives and intentions of the other proved unwarranted, the challenge facing leaders in these cases is whether to take a ‘leap in the dark’ (the phrase comes from Robert Schuman, French Foreign Minister, when launching his bold plan for European integration in 1950).

‘Leaps in the dark’ clearly involve risks and dangers. But in weighing these up, decision-makers need to remember that ‘playing it safe’ – applying worst-case thinking because there are no guarantees about the current and future motives and intentions of others – brings with it the risks and dangers of a self-fulfilling prophecy of security competition no one intended. There is no escape from risk and uncertainty in our world, and whilst this is so, a concept like trust will remain both elusive in conception - and hence worthy of interdisciplinary study - and indispensable to our global future.


This is a guest blog from Professor Nicholas J. Wheeler, Director of the David Davies Memorial Institute of International Studies, University of Wales, Aberystwyth


References

More on the work of the DDMI in the area of Trust-Building is available on the Institute's website.

Booth, K. and Wheeler, N.J., The Security Dilemma: Fear, Cooperation and Trust in World Politics (forthcoming Palgrave Macmillan 2007).

Mearsheimer, J. J. (2001) The Tragedy of Great Power Politics, New York: W.W. Norton.

Seabright, P. (2004) The Company of Strangers: A Natural History of Economic Life, Princeton, NJ: Princeton University Press.

And now for something completely different

Regular visitors to this site will have noted that over the last month or so our blogging has focused on two important multilateral meetings - the preparatory meeting of the nuclear Non-Proliferation Treaty in Vienna and, more recently, a meeting of the Oslo Process in Lima, Peru, which is working to address the humanitarian impacts of cluster munitions.

I would have been in Peru blogging to you personally, dear reader, but for a meeting of our own near Geneva, hosted as part of the work of the Disarmament Insight initiative to help multilateral disarmament practitioners think out of the box.

On Friday 25 May, around 25 invited disarmament diplomats at both ambassador and working level, experts from United Nations agencies and the International Committee of the Red Cross (ICRC), researchers, civil society representatives and the Disarmament Insight team met for a one-day symposium on the themes of "Human security, 'human nature' and trust building in negotiations".

To help us, our speakers included:

- Frans de Waal, Director of the Living Links Center and C.H. Candler Professor of Primate Behaviour at Emory University, who explored what multilateral practitioners can learn from our closest relatives in the animal kingdom, including the chimpanzee and the bonobo, about negotiating and the nature of aggression and reconciliation. Frans was recently named by Time magazine as one of its 100 people shaping the world in 2007.

- Paul Seabright, Professor of Economics at the University of Toulouse and author of "The Company of Strangers: a Natural History of Economic Life", who analysed the interactions between our minds and our institutions in modern life, which may help us to understand better why in some contexts conflict seems so intractable.

- Dr. Robin Coupland, the ICRC's adviser on armed violence and the effects of weapons and a former war surgeon, who discussed how de Waal's and Seabright's views tie into understanding armed violence.

- Yours truly. I talked briefly about the notion of 'cognitive ergonomics' - of looking at multilateral negotiating processes and how we could better design them to leverage our cognitive and social skills as human beings.

The emphasis of the symposium was on informal discussion and it followed the Chatham House rule. While respecting that rule, we'll be posting more information about the symposium here, including pod casts of some of the presentations, over the coming weeks.

So check back regularly for some fresh ways of "thinking differently about human security" from what was a productive gathering of big-brained social apes.


John Borrie


Reference

Info about the ICRC's work on weapons and humanitarian law is available here.